Coast to Coast Compliance
Curated by SignalRisk and compliance management solutions for wealth managers and financial firms.
Overview
Coast to Coast Compliance focuses on risk and compliance management for wealth managers. The company offers various services intended to address the regulatory landscape. It utilizes technologies such as artificial intelligence and blockchain to improve compliance monitoring and protect client data. Services provided include SEC and state registration, compliance program reviews, anti-money laundering programs, and assistance with regulatory examinations. The company serves investment advisers, broker-dealers, and alternative asset managers throughout the United States. Coast to Coast Compliance aims to deliver tailored compliance solutions and build client relationships to assist clients in adhering to regulatory requirements and achieving operational effectiveness.
Key facts
- Founded
- 2018
- Headquarters
- Chicago, United States
- Stage
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- Industry
- Financial Technology
Business model
- GTM channel
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- 5 products and services
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- Commercial model
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Contact
- Primary office
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