SEC Compliance Solutions
Curated by SignalGRC software streamlining compliance for investment advisers and fund managers.
Overview
SEC Compliance Solutions focuses on Governance, Risk, and Compliance (GRC) software specifically designed for investment advisers and private fund advisers. The platform integrates solutions that automate compliance processes and incorporates artificial intelligence and blockchain technology to improve data security and transparency. The company offers services such as new adviser setup, mock SEC exams, and annual compliance reviews, which are intended to assist clients in meeting regulatory requirements. Additionally, SEC Compliance Solutions provides access to experienced compliance consultants and resources to help clients establish a compliant foundation.
Key facts
- Founded
- 2017
- Headquarters
- Medford, United States
- Stage
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- Industry
- Financial Technology
Business model
- GTM channel
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- 5 products and services
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- Commercial model
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